Leah A. Goff - Nov 2, 2021 Form 4 Insider Report for WINMARK CORP (WINA)

Role
VP of Human Resources
Signature
/s/ Leah A. Goff-Rosenberg
Stock symbol
WINA
Transactions as of
Nov 2, 2021
Transactions value $
-$532,711
Form type
4
Date filed
11/2/2021, 02:40 PM
Previous filing
Jun 9, 2021
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINA Common Stock Options Exercise $47K +350 +3.4% $134.25 10.6K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $71.6K +500 +4.7% $143.20 11.1K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $78K +500 +4.49% $156.00 11.6K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $74.2K +450 +3.87% $164.84 12.1K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $39.6K +225 +1.86% $176.20 12.3K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $32.4K +225 +1.83% $143.87 12.5K Nov 2, 2021 Direct
transaction WINA Common Stock Sale -$191K -800 -6.38% $239.25 11.7K Nov 2, 2021 Direct
transaction WINA Common Stock Sale -$295K -1.25K -10.66% $235.74 10.5K Nov 2, 2021 Direct F2
transaction WINA Common Stock Sale -$46.6K -200 -1.91% $233.18 10.3K Nov 2, 2021 Direct F3
transaction WINA Common Stock Options Exercise $57.5K +585 +5.69% $98.25 10.9K Nov 2, 2021 Direct
transaction WINA Common Stock Options Exercise $28.8K +235 +2.16% $122.50 11.1K Nov 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINA Employee Stock Option (right to buy) Options Exercise -$57.5K -585 -100% $98.25 0 Nov 2, 2021 Common Stock 585 $98.25 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$28.8K -235 -47% $122.50 265 Nov 2, 2021 Common Stock 500 $122.50 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$47K -350 -50% $134.25 350 Nov 2, 2021 Common Stock 700 $134.25 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$71.6K -500 -50% $143.20 500 Nov 2, 2021 Common Stock 1K $143.20 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$78K -500 -50% $156.00 500 Nov 2, 2021 Common Stock 1K $156.00 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$74.2K -450 -50% $164.84 450 Nov 2, 2021 Common Stock 900 $164.84 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$39.6K -225 -25% $176.20 675 Nov 2, 2021 Common Stock 900 $176.20 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise -$32.4K -225 -25% $143.87 675 Nov 2, 2021 Common Stock 900 $143.87 Direct F1
holding WINA Employee Stock Option (right to buy) 486 Nov 2, 2021 Common Stock 486 $125.50 Direct F1
holding WINA Employee Stock Option (right to buy) 900 Nov 2, 2021 Common Stock 900 $183.87 Direct F1
holding WINA Employee Stock Option (right to buy) 900 Nov 2, 2021 Common Stock 900 $195.82 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% per year for 4 years
F2 1,250 shares sold at an average price of $235.74, with a range of $235.34 to $236.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
F3 200 shares sold at an average price of $233.18, with a range of $233.08 to $234.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.