Anthony D. Ishaug - 15 Oct 2021 Form 4 Insider Report for WINMARK CORP (WINA)

Role
Chief Financial Officer
Signature
/s/ Anthony D. Ishaug
Issuer symbol
WINA
Transactions as of
15 Oct 2021
Net transactions value
-$1,524,633
Form type
4
Filing time
19 Oct 2021, 16:08:45 UTC
Previous filing
01 Jun 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINA Common Stock Options Exercise $141,404 +2,651 +9.4% $53.34* 30,881 15 Oct 2021 Direct
transaction WINA Common Stock Sale $115,068 -516 -1.7% $223.00 30,365 15 Oct 2021 Direct F2
transaction WINA Common Stock Sale $110,840 -500 -1.6% $221.68 29,865 15 Oct 2021 Direct F3
transaction WINA Common Stock Sale $360,158 -1,635 -5.5% $220.28 28,230 15 Oct 2021 Direct F4
transaction WINA Common Stock Options Exercise $29,177 +547 +1.9% $53.34* 28,777 15 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $95,944 +1,875 +6.5% $51.17* 30,652 15 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $4,012 +72 +0.23% $55.72* 30,724 15 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $99,995 +1,673 +5.4% $59.77* 32,397 15 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $229,469 +4,302 +13% $53.34* 36,699 18 Oct 2021 Direct
transaction WINA Common Stock Sale $938,567 -4,302 -12% $218.17 32,397 18 Oct 2021 Direct F5
transaction WINA Common Stock Options Exercise $99,965 +1,508 +4.7% $66.29* 33,905 18 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $99,928 +1,087 +3.2% $91.93* 34,992 18 Oct 2021 Direct
transaction WINA Common Stock Options Exercise $99,920 +1,017 +2.9% $98.25 36,009 18 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINA Employee Stock Option (right to buy) Options Exercise $400,050 -7,500 -100% $53.34* 0 15 Oct 2021 Common Stock 7,500 $53.34 Direct F1, F6
transaction WINA Employee Stock Option (right to buy) Options Exercise $95,944 -1,875 -25% $51.17* 5,625 15 Oct 2021 Common Stock 7,500 $51.17 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise $4,012 -72 -0.96% $55.72* 7,428 15 Oct 2021 Common Stock 7,500 $55.72 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise $99,995 -1,673 -22% $59.77* 5,827 15 Oct 2021 Common Stock 7,500 $59.77 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise $99,965 -1,508 -20% $66.29* 5,992 18 Oct 2021 Common Stock 7,500 $66.29 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise $99,928 -1,087 -16% $91.93* 5,713 18 Oct 2021 Common Stock 6,800 $91.93 Direct F1
transaction WINA Employee Stock Option (right to buy) Options Exercise $99,920 -1,017 -15% $98.25 5,783 18 Oct 2021 Common Stock 6,800 $98.25 Direct F1
holding WINA Employee Stock Option (right to buy) 7,500 15 Oct 2021 Common Stock 7,500 $82.72 Direct F1
holding WINA Employee Stock Option (right to buy) 7,500 15 Oct 2021 Common Stock 7,500 $80.32 Direct F1
holding WINA Employee Stock Option (right to buy) 6,800 15 Oct 2021 Common Stock 6,800 $90.99 Direct F1
holding WINA Employee Stock Option (right to buy) 6,800 15 Oct 2021 Common Stock 6,800 $125.50 Direct F1
holding WINA Employee Stock Option (right to buy) 5,000 15 Oct 2021 Common Stock 5,000 $122.50 Direct F1
holding WINA Employee Stock Option (right to buy) 5,000 15 Oct 2021 Common Stock 5,000 $134.25 Direct F1
holding WINA Employee Stock Option (right to buy) 5,000 15 Oct 2021 Common Stock 5,000 $143.20 Direct F1
holding WINA Employee Stock Option (right to buy) 5,000 15 Oct 2021 Common Stock 5,000 $156.00 Direct F1
holding WINA Employee Stock Option (right to buy) 4,000 15 Oct 2021 Common Stock 4,000 $164.84 Direct F1
holding WINA Employee Stock Option (right to buy) 4,000 15 Oct 2021 Common Stock 4,000 $176.20 Direct F1
holding WINA Employee Stock Option 4,000 15 Oct 2021 Common Stock 4,000 $143.87 Direct F1
holding WINA Employee Stock Option (right to buy) 4,000 15 Oct 2021 Common Stock 4,000 $183.87 Direct F1
holding WINA Employee Stock Option (right to buy) 4,000 15 Oct 2021 Common Stock 4,000 $195.82 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% per year for 4 years
F2 516 shares sold at a price of $223.00 to cover a portion of the payment of exercise price of and taxes due on option exercises included on this Form 4.
F3 500 shares sold at an average price of $221.68, with a range of $221.10 to $222.00, to cover a portion of the payment of exercise price of and taxes due on option exercises included on this Form 4.
F4 1,635 shares sold at an average price of $220.28, with a range of $220.00 to $221.00, to cover a portion of the payment of exercise price of and taxes due on option exercises included on this Form 4.
F5 4,302 shares sold at an average price of $218.17, with a range of $218.00 to $218.57, to cover a portion of the payment of exercise price of and taxes due on option exercises included on this Form 4.
F6 3,198 option shares exercised 10/15/2021 and 4,302 option shares exercised 10/18/2021 as indicated in Table 1.