John Holmes - Jul 13, 2021 Form 4 Insider Report for COWEN INC. (COWN)

Role
Chief Operating Officer
Signature
/s/ John Holmes
Stock symbol
COWN
Transactions as of
Jul 13, 2021
Transactions value $
-$445,345
Form type
4
Date filed
7/15/2021, 07:12 PM
Previous filing
Jun 3, 2021
Next filing
Jul 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COWN Class A Common Stock Sale -$316K -7.89K -3.6% $40.12 211K Jul 13, 2021 Direct F1, F2
transaction COWN Class A Common Stock Sale -$129K -3.18K -1.51% $40.55 208K Jul 14, 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2 The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.96. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. The shares were sold in multiple transactions at prices ranging from $40.00 to $41.48. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.