John J. Holmes - 01 Jun 2021 Form 4 Insider Report for COWEN INC.

Role
Chief Operating Officer
Signature
/s/ John Holmes
Issuer symbol
N/A
Transactions as of
01 Jun 2021
Net transactions value
-$75,691
Form type
4
Filing time
03 Jun 2021, 16:43:05 UTC
Previous filing
18 May 2021
Next filing
15 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COWN Class A Common Stock Tax liability $75,691 -1,874 -0.85% $40.39 218,954 01 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.