Stephen Christopher Linthwaite - 20 Aug 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
President & CEO
Signature
/s/ Stephen Christopher Linthwaite by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 Aug 2021
Net transactions value
-$73,704
Form type
4
Filing time
24 Aug 2021, 19:10:02 UTC
Previous filing
24 May 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +7,813 +2.7% $0.000000 300,777 20 Aug 2021 Direct F1
transaction LAB Common Stock Options Exercise $0 +6,882 +2.3% $0.000000 307,659 20 Aug 2021 Direct
transaction LAB Common Stock Options Exercise $0 +7,722 +2.5% $0.000000 315,381 20 Aug 2021 Direct
transaction LAB Common Stock Tax liability $73,704 -11,287 -3.6% $6.53 304,094 20 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -7,813 -25% $0.000000 23,439 20 Aug 2021 Common Stock 7,813 Direct F2, F3
transaction LAB Restricted Stock Units Options Exercise $0 -6,882 -14% $0.000000 41,292 20 Aug 2021 Common Stock 6,882 Direct F2, F4
transaction LAB Restricted Stock Units Options Exercise $0 -7,722 -9.1% $0.000000 77,223 20 Aug 2021 Common Stock 7,722 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,795 shares purchased on May 28, 2021 under the Company's 2017 Employee Stock Purchase Plan.
F2 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3 On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On March 10, 2020, the Reporting Person was granted 123,555 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.