Stephen Christopher Linthwaite - 20 May 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
President & CEO
Signature
/s/ Stephen Christopher Linthwaite by Nicholas Khadder, Attorney-in-Fact
Issuer symbol
LAB
Transactions as of
20 May 2021
Net transactions value
-$493,096
Form type
4
Filing time
24 May 2021, 16:09:29 UTC
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +7,813 +3.8% $0.000000 210,894 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +6,882 +3.3% $0.000000 217,776 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +7,722 +3.5% $0.000000 225,498 20 May 2021 Direct
transaction LAB Common Stock Options Exercise $0 +155,000 +69% $0.000000 380,498 20 May 2021 Direct
transaction LAB Common Stock Tax liability $493,096 -89,329 -23% $5.52 291,169 20 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -7,813 -20% $0.000000 31,252 20 May 2021 Common Stock 7,813 Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -6,882 -12% $0.000000 48,174 20 May 2021 Common Stock 6,882 Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -7,722 -8.3% $0.000000 84,945 20 May 2021 Common Stock 7,722 Direct F1, F4
transaction LAB Restricted Stock Units Options Exercise $0 -155,000 -50% $0.000000 155,000 20 May 2021 Common Stock 155,000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 123,555 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F5 On May 23, 2020, the Reporting Person was granted 310,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023.