Ronald P. Erickson - 06 Aug 2025 Form 4 Insider Report for KNOW LABS, INC. (KNW)

Role
Director
Signature
/s/ Ronald P. Erickson
Issuer symbol
KNW
Transactions as of
06 Aug 2025
Net transactions value
$0
Form type
4
Filing time
08 Aug 2025, 17:13:16 UTC
Previous filing
04 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ERICKSON RONALD P Director 619 WESTERN AVENUE, SUITE 610, SEATTLE /s/ Ronald P. Erickson 08 Aug 2025 0001140319

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNW Common Stock Award $0 +335,000 +244% $0.000000 472,202 06 Aug 2025 Direct F1, F2
transaction KNW Common Stock Other +2,000,000 2,000,000 06 Aug 2025 . F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNW Series H Convertible Preferred Stock Other -16,916 -100% 0 06 Aug 2025 Common Stock 16,916 $0.3350 . F3, F4
holding KNW Warrant to Purchase Common Stock 21,375 06 Aug 2025 Common Stock 21,375 $9.60 Direct F5
holding KNW Warrant to Purchase Common Stock 25,992 06 Aug 2025 Common Stock 25,992 $9.60 . F4, F5
holding KNW Warrant to Purchase Common Stock 50,000 06 Aug 2025 Common Stock 50,000 $61.20 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 6, 2025 (the "Grant Date"), the Reporting Person was awarded 335,000 shares of common stock of the Issuer, 50% of which is fully vested on the Grant Date and the remainder of which (the "restricted shares") will vest in 8 quarterly installments with the first two installments vesting six months after the Grant Date. The restricted shares vest in full in the event of a sale of all or substantially all of the Company's sensor related intellectual property or an involuntary termination of Mr. Erickson's employment.
F2 Includes unvested restricted shares.
F3 On the Grant Date, the Issuer redeemed 16,916 shares of Series H Convertible Preferred Stock held by J3E2A2Z (as defined below) for a combination of cash and common stock at a redemption price equal to the stated value of $70, plus all accrued and unpaid dividends in an amount of $140,210.15, resulting in (i) a cash payment to J3E2A2Z of $654,276.15 in the aggregate and (ii) the issuance to J3E2A2Z of 2,000,000 shares of common stock in the aggregate, at a conversion price of $0.335 per share.
F4 Held by J3E2A2Z Limited Partnership ("J3E2A2Z"), an entity affiliated with Ronald P. Erickson.
F5 Price subject to adjustment.