David S. Tierney - Aug 13, 2021 Form 4 Insider Report for CATALYST PHARMACEUTICALS, INC. (CPRX)

Role
Director
Signature
/s/ David S. Tierney
Stock symbol
CPRX
Transactions as of
Aug 13, 2021
Transactions value $
-$147,895
Form type
4
Date filed
8/17/2021, 04:48 PM
Previous filing
Jun 21, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPRX Common stock, par value $0.001 per share Options Exercise $156K +50K +16.29% $3.12 357K Aug 13, 2021 Direct
transaction CPRX Common stock, par value $0.001 per share Sale -$304K -50K -14.01% $6.08 307K Aug 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CPRX Options to purchase common stock Options Exercise $0 -50K -14.04% $0.00 306K Aug 13, 2021 Common Stock 50K $3.12 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Tierney has advised the Company that the sale of shares was to raise funds for personal reasons and does not relate to any disagreements with the Company on any matter relating to the Company's operations, policies or practices. Dr. Tierney remains a Director of the Company.
F2 The option was granted on August 28, 2014 and previously vested in two equal annual installments.