Rick Van Nieuwenhuyse - Nov 11, 2021 Form 4 Insider Report for Contango ORE, Inc. (CTGO)

Role
President and CEO, Director
Signature
/s/ Leah Gaines as Attorney in Fact for Rick Van Nieuwenhuyse
Stock symbol
CTGO
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 06:16 PM
Previous filing
Jun 21, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTGO Common Stock, par value $0.01 Award $0 +55K +15.66% $0.00 406K Nov 11, 2021 Direct F1
transaction CTGO Common Stock, par value $0.01 Award $0 +15K +3.69% $0.00 421K Nov 11, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTGO Stock Option (right to buy) 100K Nov 11, 2021 Common Stock 100K $14.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 11, 2021, the Company issued 55,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vests on January 15, 2024.
F2 On November 11, 2021, the Company approved a grant of 15,000 shares of restricted stock to the reporting person to be issued to the reporting person on January 15, 2022 in conjunction with the Short Term Incentive Plan (STIP). The shares represent a grant of restricted stock which vest on January 15, 2023.
F3 Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.