Rick van Nieuwenhuyse - 11 Nov 2021 Form 4 Insider Report for Contango ORE, Inc. (CTGO)

Role
President and CEO, Director
Signature
/s/ Leah Gaines as Attorney in Fact for Rick Van Nieuwenhuyse
Issuer symbol
CTGO
Transactions as of
11 Nov 2021
Net transactions value
$0
Form type
4
Filing time
15 Nov 2021, 18:16:06 UTC
Previous filing
21 Jun 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTGO Common Stock, par value $0.01 Award $0 +55,000 +16% $0.000000 406,241 11 Nov 2021 Direct F1
transaction CTGO Common Stock, par value $0.01 Award $0 +15,000 +3.7% $0.000000 421,241 11 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTGO Stock Option (right to buy) 100,000 11 Nov 2021 Common Stock 100,000 $14.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 11, 2021, the Company issued 55,000 shares of restricted stock to the reporting person. The shares represent a grant of restricted stock which vests on January 15, 2024.
F2 On November 11, 2021, the Company approved a grant of 15,000 shares of restricted stock to the reporting person to be issued to the reporting person on January 15, 2022 in conjunction with the Short Term Incentive Plan (STIP). The shares represent a grant of restricted stock which vest on January 15, 2023.
F3 Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.