Rick van Nieuwenhuyse - 18 Jun 2021 Form 4 Insider Report for Contango ORE, Inc. (CTGO)

Role
President and CEO, Director
Signature
/s/ Leah Gaines, attorney-in-fact for Rick Van Nieuwenhuyse
Issuer symbol
CTGO
Transactions as of
18 Jun 2021
Net transactions value
+$999,999
Form type
4
Filing time
21 Jun 2021, 17:49:10 UTC
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTGO Common Stock Purchase $999,999 +47,619 +16% $21.00 351,241 18 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTGO Stock Option (right to buy) 100,000 18 Jun 2021 Common Stock 100,000 $14.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 18, 2021, the reporting person purchased 47,619 shares of common stock as part of a Private Placement Offering of the Company at $21.00 per share.
F2 Includes (i) 23,333 shares of restricted stock that will vest on January 1, 2022, (ii) 37,500 shares of restricted stock that will vest on January 6, 2022, and (iii) 75,000 shares of restricted stock that will vest on January 1, 2023.
F3 Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.