Rick Van Nieuwenhuyse - Jun 18, 2021 Form 4 Insider Report for Contango ORE, Inc. (CTGO)

Signature
/s/ Leah Gaines, attorney-in-fact for Rick Van Nieuwenhuyse
Stock symbol
CTGO
Transactions as of
Jun 18, 2021
Transactions value $
$999,999
Form type
4
Date filed
6/21/2021, 05:49 PM
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTGO Common Stock Purchase $1M +47.6K +15.68% $21.00 351K Jun 18, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTGO Stock Option (right to buy) 100K Jun 18, 2021 Common Stock 100K $14.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 18, 2021, the reporting person purchased 47,619 shares of common stock as part of a Private Placement Offering of the Company at $21.00 per share.
F2 Includes (i) 23,333 shares of restricted stock that will vest on January 1, 2022, (ii) 37,500 shares of restricted stock that will vest on January 6, 2022, and (iii) 75,000 shares of restricted stock that will vest on January 1, 2023.
F3 Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.