| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLD | Common Stock | Options Exercise | +200,000 | +5.2% | 4,013,877 | 04 Apr 2024 | Direct | F1, F2 | ||
| transaction | APLD | Common Stock | Tax liability | $160,600 | -49,113 | -1.2% | $3.27 | 3,964,764 | 04 Apr 2024 | Direct | F2, F3 |
| holding | APLD | Common Stock | 17,590,238 | 04 Apr 2024 | See Footnote. | F4 | |||||
| holding | APLD | Common Stock | 2,030,686 | 04 Apr 2024 | See Footnote | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLD | Restricted Stock Unit | Options Exercise | $0 | -200,000 | -33% | $0.000000 | 400,000 | 04 Apr 2024 | Common Stock | 200,000 | Direct | F1, F6 | |
| holding | APLD | Restricted Stock Unit | 250,000 | 04 Apr 2024 | Common Stock | 250,000 | Direct | F1, F7 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| F2 | Includes 742,166 shares held in the Reporting Person's IRA. |
| F3 | Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person. |
| F4 | Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
| F5 | Shares are held by 272 Capital, LLC, of which the Reporting Person is the President. |
| F6 | One-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. |
| F7 | 83,333 RSUs will vest on each August 5, 2024, and February 5, 2025 and 83,334 RSUs will vest on August 5, 2025. |