Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLD | Common Stock | Options Exercise | +83.3K | +2.22% | 3.84M | Feb 5, 2024 | Direct | F1, F2 | ||
transaction | APLD | Common Stock | Tax liability | -$92.5K | -21.7K | -0.57% | $4.26 | 3.81M | Feb 5, 2024 | Direct | F3 |
holding | APLD | Common Stock | 17.6M | Feb 5, 2024 | See Footnote. | F4 | |||||
holding | APLD | Common Stock | 2.03M | Feb 5, 2024 | See Footnote | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLD | Restricted Stock Unit | Options Exercise | $0 | -83.3K | -25% | $0.00 | 250K | Feb 5, 2024 | Common Stock | 83.3K | Direct | F1, F6 | |
holding | APLD | Restricted Stock Unit | 600K | Feb 5, 2024 | Common Stock | 600K | Direct | F1, F7 |
Id | Content |
---|---|
F1 | Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
F2 | Includes 742,166 shares held in the Reporting Person's IRA. |
F3 | Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person |
F4 | Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. |
F5 | Shares are held by B. Riley Asset Management, LLC, of which the Reporting Person is the President. |
F6 | 83,333 RSUs will vest on August 5, 2024 and February 5, 2025 and 83,334 RSUs will vest on August 5, 2025. |
F7 | One-third of the RSUs will vest on April 4, 2024, and one-sixth of the RSUs will vest on each of October 4, 2024, April 4, 2025, October 4, 2025 and April 4, 2026. |