Wedbush Securities Inc - Nov 17, 2021 Form 4/A - Amendment Insider Report for JMP GROUP LLC (JMP)

Signature
/s/Gary Wedbush, President, Wedbush Securities
Stock symbol
JMP
Transactions as of
Nov 17, 2021
Transactions value $
$33,750,000
Form type
4/A - Amendment
Date filed
11/18/2021, 05:04 PM
Date Of Original Report
Nov 18, 2021
Previous filing
Sep 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JMP Shares representing limited liability company interests in J Disposed to Issuer $16.9M +2.25M $7.50 0 Nov 17, 2021 Direct F1
transaction JMP Shares representing limited liability company interests in J Disposed to Issuer $16.9M +2.25M $7.50 0 Nov 17, 2021 Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Wedbush Securities Inc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
F2 This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly held the securities of the Issuer subject to the Merger Agreement. Wedbush Capital may be deemed to have had beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc.