WEDBUSH SECURITIES INC - 17 Nov 2021 Form 4/A - Amendment Insider Report for JMP GROUP LLC

Role: Possible Member of 10% Group, 10%+ Owner
Signature: /s/Gary Wedbush, President, Wedbush Securities
Issuer symbol: N/A
Transactions as of: 17 Nov 2021
Net transactions value: +$33,750,000
Form type: 4/A - Amendment
Filing time: 18 Nov 2021, 17:04:45 UTC
Date Of Original Report: 18 Nov 2021
Previous filing: 09 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JMP	Shares representing limited liability company interests in J	Disposed to Issuer	$16,875,000	+2,250,000		$7.50	0	17 Nov 2021	Direct	F1
transaction	JMP	Shares representing limited liability company interests in J	Disposed to Issuer	$16,875,000	+2,250,000		$7.50	0	17 Nov 2021	Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

WEDBUSH SECURITIES INC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
F2	This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly held the securities of the Issuer subject to the Merger Agreement. Wedbush Capital may be deemed to have had beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc.