Howard Amster - Nov 20, 2024 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
Director, 10%+ Owner
Signature
/s/ Howard Amster
Stock symbol
PFX
Transactions as of
Nov 20, 2024
Transactions value $
$0
Form type
4
Date filed
11/22/2024, 04:59 PM
Previous filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Gift $0 -6.93K -2.88% $0.00 234K Nov 20, 2024 Direct
holding PFX Common Stock, $0.001 par value 409 Nov 20, 2024 By Howard Amster 2021 Charitable Remainder Unitrust 1 F1
holding PFX Common Stock, $0.001 par value 11K Nov 20, 2024 By Howard Amster 2021 Charitable Remainder Unitrust 2 F2
holding PFX Common Stock, $0.001 par value 109 Nov 20, 2024 By Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 F3
holding PFX Common Stock, $0.001 par value 676 Nov 20, 2024 By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 F4
holding PFX Common Stock, $0.001 par value 41 Nov 20, 2024 By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 F5
holding PFX Common Stock, $0.001 par value 200 Nov 20, 2024 By Samuel J. Heller Trust U/A 08/07/2002 F6
holding PFX Common Stock, $0.001 par value 557 Nov 20, 2024 By Pleasant Lake Corp F7
holding PFX Common Stock, $0.001 par value 16.6K Nov 20, 2024 By Howard Amster 2019 Charitable Remainder Unitrust 1 F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F2 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F3 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
F4 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F5 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
F6 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.
F7 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F8 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.