Matthew D. Kaplan - 20 Sep 2024 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role: CEO and President
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol: GECC
Transactions as of: 20 Sep 2024
Net transactions value: $0
Form type: 4
Filing time: 24 Sep 2024, 21:51:52 UTC
Previous filing: 11 Oct 2023
Next filing: 23 Sep 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GECC	Common Stock	Other	$0	+42,121	+83%	$0.000000	92,789	20 Sep 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 42,121 shares of common stock of GECC as equity compensation for his position at GECC, 10,530 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECC.

Content

Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 42,121 shares of common stock of GECC as equity compensation for his position at GECC, 10,530 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECC.