Matthew D. Kaplan - Sep 20, 2024 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role: CEO and President
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Stock symbol: GECC
Transactions as of: Sep 20, 2024
Transactions value $: $0
Form type: 4
Date filed: 9/24/2024, 09:51 PM
Previous filing: Oct 11, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GECC	Common Stock	Other	$0	+42.1K	+83.13%	$0.00	92.8K	Sep 20, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 42,121 shares of common stock of GECC as equity compensation for his position at GECC, 10,530 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECC.

Content

Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 42,121 shares of common stock of GECC as equity compensation for his position at GECC, 10,530 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECC.