Matthew D. Kaplan - 10 Oct 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
CEO and President
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
10 Oct 2023
Net transactions value
$0
Form type
4
Filing time
11 Oct 2023, 19:14:40 UTC
Previous filing
14 Mar 2023
Next filing
24 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 +38,668 +322% $0.000000 50,668 10 Oct 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Kaplan is a Managing Director of Imperial Capital Asset Management, LLC ("ICAM"). Mr. Kaplan received an award of 38,668 fully vested shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, as equity compensation for his position at ICAM.