Glencore plc - May 23, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Signature
See Exhibit 99.1
Stock symbol
LICY
Transactions as of
May 23, 2024
Transactions value $
$0
Form type
4
Date filed
5/28/2024, 06:28 PM
Previous filing
Mar 13, 2024
Next filing
Jan 3, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Award +221K +371.9% 280K May 23, 2024 See footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This form is being filed by each of the following reporting persons: Glencore plc, Glencore International AG, Glencore Canada Corporation and Kunal Sinha (collectively, the "Reporting Persons"). Glencore plc is the parent company of Glencore International AG. Glencore Canada Corporation is an indirect wholly-owned subsidiary of Glencore International AG. Mr. Sinha is the Global Head of Recycling at the Glencore group and is a director of the Issuer. Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2 Restricted stock units ("RSUs") awarded by the Issuer to Mr. Sinha for service as a non-employee director of the Issuer under its 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of the Issuer subject to time-vesting conditions in accordance with the underlying award and Mr. Sinha's continued service through such vesting date.
F3 Includes 220,855 RSUs. Mr. Sinha holds all the securities reported herein for the benefit of Glencore plc, Glencore International AG, and/or Glencore Canada Corporation (collectively, "Glencore"), and may, after vesting, if applicable, transfer the securities directly to Glencore or its subsidiaries.

Remarks:

Exhibit 99.1 - (Joint Filer Information and Signatures) is hereby incorporated herein by reference.