David A. Lorber - Feb 23, 2024 Form 4/A Insider Report for PhenixFIN Corp (PFX)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ David A. Lorber
Stock symbol
PFX
Transactions as of
Feb 23, 2024
Transactions value $
$107,248
Form type
4/A
Date filed
3/5/2024, 04:29 PM
Date Of Original Report
Feb 27, 2024
Previous filing
Aug 16, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Purchase $57.9K +1.3K +1.26% $44.50 104K Feb 23, 2024 Direct F1, F3
transaction PFX Common Stock, $0.001 par value Purchase $7.71K +175 +0.17% $44.06 104K Feb 26, 2024 Direct
transaction PFX Common Stock, $0.001 par value Purchase $41.7K +927 +0.89% $44.97 105K Feb 27, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.