Randal J. Kirk - 15 Aug 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role: Director, 10%+ Owner
Signature: /s/ Randal J. Kirk
Issuer symbol: PGEN
Transactions as of: 15 Aug 2023
Net transactions value: $0
Form type: 4
Filing time: 17 Aug 2023, 08:21:57 UTC
Previous filing: 13 Mar 2023
Next filing: 29 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Shares After	Date	Ownership	Footnotes
holding	PGEN	Common Stock	59,133	15 Aug 2023	by Staff 2006	F1, F2
holding	PGEN	Common Stock	118,266	15 Aug 2023	by Sr. Staff 2006	F2
holding	PGEN	Common Stock	19,711	15 Aug 2023	by Incentive 2006	F2
holding	PGEN	Common Stock	4,995,000	15 Aug 2023	by Sr. Staff 2007	F2
holding	PGEN	Common Stock	2,497,500	15 Aug 2023	by Staff 2007	F2
holding	PGEN	Common Stock	832,500	15 Aug 2023	by Incentive 2007	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on August 17, 2023.
F2	Randal J. Kirk controls each of Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Content

Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on August 17, 2023.

Randal J. Kirk controls each of Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.