Randal J. Kirk - Dec 28, 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Stock symbol
PGEN
Transactions as of
Dec 28, 2023
Transactions value $
$136,327
Form type
4
Date filed
12/29/2023, 07:30 PM
Previous filing
Aug 17, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Purchase $136K +96.7K +9.67% $1.41 1.1M Dec 28, 2023 by Parkview 2020 F1, F2
holding PGEN Common Stock 31.8M Dec 28, 2023 by R.J. Kirk DOT F2
holding PGEN Common Stock 490K Dec 28, 2023 by JPK 2008 F2
holding PGEN Common Stock 3.7M Dec 28, 2023 by JPK 2009 F2
holding PGEN Common Stock 1.65M Dec 28, 2023 by JPK 2012 F2
holding PGEN Common Stock 489K Dec 28, 2023 by MGK 2008 F2
holding PGEN Common Stock 3.94M Dec 28, 2023 by MGK 2009 F2
holding PGEN Common Stock 1.64M Dec 28, 2023 by MGK 2011 F2
holding PGEN Common Stock 578K Dec 28, 2023 by ZSK 2008 F2
holding PGEN Common Stock 351K Dec 28, 2023 by ZSK 2009 F2
holding PGEN Common Stock 454K Dec 28, 2023 by Kellie L. Banks LTT F2
holding PGEN Common Stock 1.02M Dec 28, 2023 by Sr. Staff 2015 F2
holding PGEN Common Stock 1.02M Dec 28, 2023 by Staff 2015 F2
holding PGEN Common Stock 13.5M Dec 28, 2023 by Kapital Joe F2
holding PGEN Common Stock 1.14M Dec 28, 2023 by Spouse
holding PGEN Common Stock 1.4K Dec 28, 2023 by Lotus F2
holding PGEN Common Stock 16.4M Dec 28, 2023 by Sunset 2020 F2
holding PGEN Common Stock 1.84M Dec 28, 2023 by Staff 2010 F3
holding PGEN Common Stock 1.38M Dec 28, 2023 by Staff 2009 F3
holding PGEN Common Stock 3.22M Dec 28, 2023 by Sr. Staff 2008 F3
holding PGEN Common Stock 692K Dec 28, 2023 by Incentive 2009 F3
holding PGEN Common Stock 1.38M Dec 28, 2023 by Incentive 2010 F3
holding PGEN Common Stock 311K Dec 28, 2023 by Staff 2001 F3
holding PGEN Common Stock 58.8K Dec 28, 2023 by Sr. Staff F3
holding PGEN Common Stock 59.1K Dec 28, 2023 by Staff 2006 F3
holding PGEN Common Stock 118K Dec 28, 2023 by Sr. Staff 2006 F3
holding PGEN Common Stock 19.7K Dec 28, 2023 by Incentive 2006 F3
holding PGEN Common Stock 5M Dec 28, 2023 by Sr. Staff 2007 F3
holding PGEN Common Stock 2.5M Dec 28, 2023 by Staff 2007 F3
holding PGEN Common Stock 833K Dec 28, 2023 by Incentive 2007 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 28, 2023, Parkview 2020 Limited Partnership ("Parkview 2020"), entered into a Stock Purchase Agreement with Jeffrey Kindler, a Director of the issuer, pursuant to which Parkview 2020 purchased from Mr. Kindler 96,686 shares of common stock of the issuer for an aggregate purchase price of $1.41, which purchase price was calculated based upon the closing price of the issuer's common stock on December 28, 2023.
F2 Randal J. Kirk controls each of Parkview 2020, R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2006 LLC (incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.