| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHPT | Common Stock | Options Exercise | $1.35K | +5K | +0.12% | $0.27* | 4.15M | Jul 7, 2023 | Direct | |
| transaction | CHPT | Common Stock | Sale | -$43.9K | -5K | -0.12% | $8.78 | 4.15M | Jul 7, 2023 | Direct | F1, F2 |
| transaction | CHPT | Common Stock | Options Exercise | $1.35K | +5K | +0.12% | $0.27* | 4.15M | Jul 10, 2023 | Direct | |
| transaction | CHPT | Common Stock | Sale | -$44.1K | -5K | -0.12% | $8.82 | 4.15M | Jul 10, 2023 | Direct | F1, F3 |
| transaction | CHPT | Common Stock | Options Exercise | $1.35K | +5K | +0.12% | $0.27* | 4.15M | Jul 11, 2023 | Direct | |
| transaction | CHPT | Common Stock | Sale | -$44.6K | -5K | -0.12% | $8.92 | 4.15M | Jul 11, 2023 | Direct | F1, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHPT | Stock Option (right to buy) | Options Exercise | $0 | -5K | -0.65% | $0.00 | 770K | Jul 7, 2023 | Common Stock | 5K | $0.27 | Direct | F5 |
| transaction | CHPT | Stock Option (right to buy) | Options Exercise | $0 | -5K | -0.65% | $0.00 | 765K | Jul 10, 2023 | Common Stock | 5K | $0.27 | Direct | F5 |
| transaction | CHPT | Stock Option (right to buy) | Options Exercise | $0 | -5K | -0.65% | $0.00 | 760K | Jul 11, 2023 | Common Stock | 5K | $0.27 | Direct | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022. |
| F2 | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.64 to $8.88. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4. |
| F3 | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.54 to $9.065. |
| F4 | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.79 to $9.10. |
| F5 | The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. |
Exhibit List: Exhibit 24 - Power of Attorney