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Signature
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/s/ Henrik Gerdes - Attorney-in-Fact
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Stock symbol
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CHPT
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Transactions as of
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Jul 3, 2023
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Transactions value $
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-$126,590
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Form type
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4
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Date filed
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7/7/2023, 06:09 AM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
CHPT |
Common Stock |
Options Exercise |
$1.35K |
+5K |
+0.12% |
$0.27* |
4.15M |
Jul 3, 2023 |
Direct |
|
transaction |
CHPT |
Common Stock |
Sale |
-$44.3K |
-5K |
-0.12% |
$8.86 |
4.15M |
Jul 3, 2023 |
Direct |
F1, F2 |
transaction |
CHPT |
Common Stock |
Options Exercise |
$1.35K |
+5K |
+0.12% |
$0.27* |
4.15M |
Jul 5, 2023 |
Direct |
|
transaction |
CHPT |
Common Stock |
Sale |
-$44.2K |
-5K |
-0.12% |
$8.85 |
4.15M |
Jul 5, 2023 |
Direct |
F1, F3 |
transaction |
CHPT |
Common Stock |
Options Exercise |
$1.35K |
+5K |
+0.12% |
$0.27* |
4.15M |
Jul 6, 2023 |
Direct |
|
transaction |
CHPT |
Common Stock |
Sale |
-$42.1K |
-5K |
-0.12% |
$8.42 |
4.15M |
Jul 6, 2023 |
Direct |
F1, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
CHPT |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.63% |
$0.00 |
785K |
Jul 3, 2023 |
Common Stock |
5K |
$0.27 |
Direct |
F5 |
transaction |
CHPT |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.64% |
$0.00 |
780K |
Jul 5, 2023 |
Common Stock |
5K |
$0.27 |
Direct |
F5 |
transaction |
CHPT |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.64% |
$0.00 |
775K |
Jul 6, 2023 |
Common Stock |
5K |
$0.27 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: