Dennis J. Selkoe - 03 Jul 2023 Form 4 Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)

Role
Director
Signature
/s/ Michael J. Malecek, as attorney-in-fact for Dennis J. Selkoe
Issuer symbol
PRTA
Transactions as of
03 Jul 2023
Net transactions value
-$280,500
Form type
4
Filing time
03 Jul 2023, 18:16:28 UTC
Previous filing
19 May 2023
Next filing
17 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $56,650 +5,000 +176% $11.33* 7,845 03 Jul 2023 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale $337,150 -5,000 -64% $67.43 2,845 03 Jul 2023 Direct F1
holding PRTA Ordinary Shares, par value $0.01 per share 1,363 03 Jul 2023 By wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 -5,000 -29% $0.000000 12,500 03 Jul 2023 Ordinary Shares 5,000 $11.33 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022.
F2 All shares subject to the option have fully vested.