Ciporin Daniel T. - 30 Mar 2023 Form 4 Insider Report for Home Plate Acquisition Corp

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Daniel Ciporin
Issuer symbol: N/A
Transactions as of: 30 Mar 2023
Net transactions value: $0
Form type: 4
Filing time: 26 Jun 2023, 18:57:17 UTC
Previous filing: 29 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPLT	Class A Common Stock	Conversion of derivative security	$0	+3,550,000		$0.000000	3,550,000	30 Mar 2023	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPLT	Class B Common Stock	Conversion of derivative security	$0	-3,550,000	-100%	$0.000000^*	0	30 Mar 2023	Class A Common Stock	3,550,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock.
F2	The number of shares of Class B Common Stock gives effect to the forfeiture of 750,000 shares of Class B Common Stock by the Reporting Person, with effect as of November 13, 2021, as a result of the underwriters in the issuer's initial public offering not exercising the over-allotment option in full or in part.
F3	The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.