Daniel Ciporin - Sep 29, 2021 Form 3 Insider Report for Home Plate Acquisition Corp (HPLT)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Brian J. Gavsie, Attorney-in-Fact
Stock symbol
HPLT
Transactions as of
Sep 29, 2021
Transactions value $
$0
Form type
3
Date filed
9/29/2021, 06:59 PM
Next filing
Jun 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HPLT Class B Common Stock Sep 29, 2021 Class A Common Stock 4.3M See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-259324).
F2 Includes up to 750,000 shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised, if at all, and gives effect to the sale of 1,350,000 shares to the Issuer's public anchor investors on the date hereof.
F3 The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.

Remarks:

See Exhibit 24.1 - Power of Attorney