Great Elm Group, Inc. - 19 May 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
10%+ Owner
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
19 May 2023
Net transactions value
$0
Form type
4
Filing time
23 May 2023, 17:12:38 UTC
Previous filing
03 Jan 2023
Next filing
22 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 -37,268 -2.4% $0.000000 1,532,519 19 May 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 19, 2023, Great Elm Group, Inc. ("GEG") granted 37,268 shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, to Peter A. Reed in connection with Mr. Reed's resignation as Chief Executive Officer of GEG.