Gregory D. Waller - May 19, 2023 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Director
Signature
/s/ Phillip D. Torrence, by Power of Attorney
Stock symbol
NUWE
Transactions as of
May 19, 2023
Transactions value $
$0
Form type
4
Date filed
5/23/2023, 04:18 PM
Previous filing
Jun 3, 2022
Next filing
Jun 16, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Nonstatutory Stock Option (right to buy) Award $0 +2.15K $0.00 2.15K May 19, 2023 Common Stock 2.15K $3.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.