| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFX | Common Stock, $0.001 par value | Purchase | $15.7K | +409 | $38.28 | 409 | Feb 21, 2023 | By Howard Amster 2021 Charitable Remainder Unitrust 1 | F1, F2 | |
| transaction | PFX | Common Stock, $0.001 par value | Purchase | $448K | +11.7K | $38.28 | 11.7K | Feb 21, 2023 | By Howard Amster 2021 Charitable Remainder Unitrust 2 | F1, F3 | |
| holding | PFX | Common Stock, $0.001 par value | 231K | Feb 21, 2023 | Direct | ||||||
| holding | PFX | Common Stock, $0.001 par value | 275 | Feb 21, 2023 | By Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 | F4 | |||||
| holding | PFX | Common Stock, $0.001 par value | 960 | Feb 21, 2023 | By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 | F5 | |||||
| holding | PFX | Common Stock, $0.001 par value | 41 | Feb 21, 2023 | By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 | F6 | |||||
| holding | PFX | Common Stock, $0.001 par value | 200 | Feb 21, 2023 | By Samuel J. Heller Trust U/A 08/07/2002 | F7 | |||||
| holding | PFX | Common Stock, $0.001 par value | 557 | Feb 21, 2023 | By Pleasant Lake Corp | F8 | |||||
| holding | PFX | Common Stock, $0.001 par value | 1.73K | Feb 21, 2023 | By Amster Limited Partnership | F9 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1. |
| F3 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2. |
| F4 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993. |
| F5 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998. |
| F6 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005. |
| F7 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Samuel Heller Trust U/A 08/07/2002. |
| F8 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp. |
| F9 | These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Limited Partnership. |