Scott C. Nuttall - Dec 31, 2022 Form 5 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Christopher Lee, Attorney-in-fact
Stock symbol
KKR
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/13/2023, 05:15 PM
Previous filing
Oct 4, 2022
Next filing
Aug 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KKR Common Stock Gift $0 -150K -100% $0.00* 0 Nov 30, 2022 See footnote F1
transaction KKR Common Stock Gift $0 -482K -2.83% $0.00 16.5M Nov 30, 2022 Direct F2, F3
holding KKR Common Stock 1.5M Dec 31, 2022 See footnote F4
holding KKR Common Stock 129K Dec 31, 2022 By Trust
holding KKR Common Stock 2.78K Dec 31, 2022 By Limited Liability Company
holding KKR Common Stock 2M Dec 31, 2022 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 reports the donation of 150,000 shares of common stock of KKR & Co. Inc. ("Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation.
F2 This Form 5 reports a donation of 481,540 shares of Common Stock, which consists of a donation of 270,000 shares of Common Stock to a charitable foundation for which the Reporting Person is a director but has no pecuniary interest and a donation of 211,540 shares of Common Stock to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by either charitable foundation.
F3 Reflects a transfer by the Reporting Person of 1,000,000 shares of Common Stock into a trust for estate planning purposes.
F4 These shares of Common Stock are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.