Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KKR | Common Stock | +Options Exercise | +450,000 | +2.53% | 18,241,519 | Oct 1, 2022 | Direct | F1, F2 | ||
transaction | KKR | Common Stock | -Tax liability | -$10,550,523 | -245,361 | -1.35% | $43.00 | 17,996,158 | Oct 1, 2022 | Direct | |
holding | KKR | Common Stock | 1,497,723 | Oct 1, 2022 | See Footnote | F3 | |||||
holding | KKR | Common Stock | 150,000 | Oct 1, 2022 | See Footnote | F4 | |||||
holding | KKR | Common Stock | 129,301 | Oct 1, 2022 | By Trust | ||||||
holding | KKR | Common Stock | 2,782 | Oct 1, 2022 | By Limited Liability Company | ||||||
holding | KKR | Common Stock | 1,000,000 | Oct 1, 2022 | By Trust | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KKR | Restricted Stock Units | -Options Exercise | $0 | -450,000 | -100% | $0.00 | 0 | Oct 1, 2022 | Common Stock | 450,000 | Direct | F1 |
Id | Content |
---|---|
F1 | Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis. |
F2 | Reflects a transfer by the Reporting Person of 1,000,000 shares into a trust for estate planning purposes. |
F3 | These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. |
F4 | These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations. |
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.