SCOTT C. NUTTALL - 01 Oct 2022 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Role: Co-Chief Executive Officer, Director
Signature: /s/ Christopher Lee, Attorney-in-fact
Issuer symbol: KKR
Transactions as of: 01 Oct 2022
Transactions value $: -$10,550,523
Form type: 4
Filing time: 04 Oct 2022, 21:21:50 UTC
Previous filing: 31 May 2022
Next filing: 13 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KKR	Common Stock	Options Exercise		+450K	+2.53%		18.2M	01 Oct 2022	Direct	F1, F2
transaction	KKR	Common Stock	Tax liability	-$10.6M	-245K	-1.35%	$43.00	18M	01 Oct 2022	Direct
holding	KKR	Common Stock						1.5M	01 Oct 2022	See Footnote	F3
holding	KKR	Common Stock						150K	01 Oct 2022	See Footnote	F4
holding	KKR	Common Stock						129K	01 Oct 2022	By Trust
holding	KKR	Common Stock						2.78K	01 Oct 2022	By Limited Liability Company
holding	KKR	Common Stock						1M	01 Oct 2022	By Trust	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KKR	Restricted Stock Units	Options Exercise	$0	-450K	-100%	$0.00^*	0	01 Oct 2022	Common Stock	450K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.
F2	Reflects a transfer by the Reporting Person of 1,000,000 shares into a trust for estate planning purposes.
F3	These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
F4	These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.

Remarks:

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.