Shane Cooke - 28 Sep 2022 Form 4 Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)

Role
Director
Signature
/s/ Michael Malecek, as Attorney in Fact for Shane M. Cooke
Issuer symbol
PRTA
Transactions as of
28 Sep 2022
Net transactions value
-$416,800
Form type
4
Filing time
30 Sep 2022, 21:31:04 UTC
Previous filing
22 Jul 2022
Next filing
12 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $64,100 +10,000 $6.41* 10,000 28 Sep 2022 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale $480,900 -10,000 -100% $48.09 0 28 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 -10,000 -33% $0.000000 20,000 28 Sep 2022 Ordinary Shares 10,000 $6.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately four months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.