Lars Ekman - 28 Sep 2022 Form 4 Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)

Role
Director, Chair of the Board
Signature
/s/ Michael J. Malecek, as attorney-in-fact for Lars G. Ekman
Issuer symbol
PRTA
Transactions as of
28 Sep 2022
Net transactions value
-$1,319,839
Form type
4
Filing time
30 Sep 2022, 21:30:56 UTC
Previous filing
29 Jun 2022
Next filing
05 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $202,979 +31,666 +13031% $6.41 31,909 28 Sep 2022 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale $1,522,818 -31,666 -99% $48.09 243 28 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRTA Stock Option (right to buy) Options Exercise $0 -31,666 -33% $0.000000 63,334 28 Sep 2022 Ordinary Shares 31,666 $6.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The shares underlying the option are fully vested exercisable as of the date hereof.