Adam M. Kleinman - Sep 20, 2022 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
President
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GEG
Transactions as of
Sep 20, 2022
Transactions value $
$0
Form type
4
Date filed
9/20/2022, 09:22 PM
Previous filing
Jun 17, 2022
Next filing
Sep 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +49.2K +14.54% $0.00 388K Sep 20, 2022 Direct F1
transaction GEG Common Stock Award $0 +100K +25.79% $0.00 488K Sep 20, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Kleinman was awarded 49,230 shares of restricted stock, one-quarter of which vested on the grant date, September 20, 2022, and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 20, 2025, contingent on continued employment by Great Elm Group, Inc.
F2 Mr. Kleinman was awarded 100,000 shares of restricted stock, which vest on September 20, 2024, contingent on continued employment by Great Elm Group, Inc.