Thomas S. Harbin - Jun 30, 2021 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
Director
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GEG
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 05:05 PM
Previous filing
May 28, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +8.33K +5.58% $0.00 158K Jun 30, 2021 Direct F1
transaction GEG Common Stock Award $0 +15.8K +10.04% $0.00 173K Jul 1, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was awarded 8,333 restricted stock units ("RSUs") that fully vested on the grant date, June 30, 2021.
F2 The Reporting Person was awarded 15,823 RSUs, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.