Andrew F. Sullivan - 28 Feb 2026 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Chief Executive Officer
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2026
Net transactions value
-$557,618
Form type
4
Filing time
03 Mar 2026, 17:07:32 UTC
Previous filing
11 Feb 2026
Next filing
10 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SULLIVAN ANDREW F Chief Executive Officer 751 BROAD STREET, 5TH FLOOR, ATTN: REGULATORY FILINGS UNIT, NEWARK /s/ Richard J. Baker, attorney-in-fact 03 Mar 2026 0001795452

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +4,035 +9.1% $0.000000 48,208 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $192,235 -1,954 -4.1% $98.38 46,254 28 Feb 2026 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,959 +8.6% $0.000000 50,213 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $188,496 -1,916 -3.8% $98.38 48,297 28 Feb 2026 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,717 +7.7% $0.000000 52,014 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $176,887 -1,798 -3.5% $98.38 50,216 28 Feb 2026 Direct F2
holding PRU Common Stock 456 28 Feb 2026 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -4,035 -100% $0.000000 0 28 Feb 2026 Common Stock 4,035 $0.000000 Direct F3, F4
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -3,959 -50% $0.000000 3,960 28 Feb 2026 Common Stock 3,959 $0.000000 Direct F3, F5
transaction PRU 2025 Restricted Stock Units Options Exercise $0 -3,717 -33% $0.000000 7,435 28 Feb 2026 Common Stock 3,717 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.