Ann M. Kappler - 28 Feb 2026 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2026
Net transactions value
-$324,359
Form type
4
Filing time
03 Mar 2026, 16:54:57 UTC
Previous filing
11 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KAPPLER ANN M EVP and General Counsel 751 BROAD STREET, 5TH FLR, ATTN.: REGULATORY FILINGS UNIT, NEWARK /s/ Richard J. Baker, attorney-in-fact 03 Mar 2026 0001280546

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,220 +7% $0.000000 34,085 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $101,725 -1,034 -3% $98.38 33,051 28 Feb 2026 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,502 +7.6% $0.000000 35,553 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $114,613 -1,165 -3.3% $98.38 34,388 28 Feb 2026 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,349 +6.8% $0.000000 36,737 28 Feb 2026 Direct F1
transaction PRU Common Stock Tax liability $108,021 -1,098 -3% $98.38 35,639 28 Feb 2026 Direct F2
holding PRU Common Stock 884 28 Feb 2026 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2,220 -100% $0.000000 0 28 Feb 2026 Common Stock 2,220 $0.000000 Direct F3, F4
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -2,502 -50% $0.000000 2,503 28 Feb 2026 Common Stock 2,502 $0.000000 Direct F3, F5
transaction PRU 2025 Restricted Stock Units Options Exercise $0 -2,349 -33% $0.000000 4,699 28 Feb 2026 Common Stock 2,349 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.