| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lowrey Charles F | Chairman of the Board, Director | 751 BROAD STREET, 5TH FLOOR, ATTN. REGULATORY FILINGS UNIT, NEWARK | /s/ Richard J. Baker, attorney-in-fact | 2025-11-12 | 0001512629 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PRU | Common Stock | Sale | -$5.17M | -48.2K | -22.54% | $107.39 | 166K | Nov 10, 2025 | Direct | F1, F2 |
| holding | PRU | Common Stock | 311 | Nov 10, 2025 | By 401(k) | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.04 to $107.66, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 165,564 shares directly and 311 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 63,888 restricted stock units, and 287,860 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| F3 | Amount reported has been adjusted to include 19 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). |