Thomas R. Rochon - 14 May 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/Thomas R. Rochon
Issuer symbol
TMP
Transactions as of
14 May 2025
Net transactions value
$0
Form type
4
Filing time
15 May 2025, 16:16:59 UTC
Previous filing
16 Jan 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rochon Thomas R. Director C/O TOMPKINS FINANCIAL CORPORATION, P.O. BOX 460, ITHACA /s/Thomas R. Rochon 14 May 2025 0001463129

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 13,466 14 May 2025 Direct
holding TMP Common Stock 8 14 May 2025 NY UGMA for Son
holding TMP Common Stock 8 14 May 2025 NY UGMA for Son 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Phantom Stock 11,405 14 May 2025 Common Stock 11,405 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Thomas R. Rochon is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Remarks:

Mr. Rochon retired from the Board and is no longer subject to reporting under Section 16.