Andrew F. Sullivan - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$638,805
Form type
4
Filing time
04 Mar 2025, 14:48:22 UTC
Previous filing
12 Feb 2025
Next filing
11 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3,023 +11% $0.000000 30,628 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $171,154 -1,487 -4.9% $115.10 29,141 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +4,035 +14% $0.000000 33,176 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $236,070 -2,051 -6.2% $115.10 31,125 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,959 +13% $0.000000 35,084 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $231,581 -2,012 -5.7% $115.10 33,072 28 Feb 2025 Direct F2
holding PRU Common Stock 425 28 Feb 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -3,023 -100% $0.000000 0 28 Feb 2025 Common Stock 3,023 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -4,035 -50% $0.000000 4,035 28 Feb 2025 Common Stock 4,035 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -3,959 -33% $0.000000 7,919 28 Feb 2025 Common Stock 3,959 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.