TIMOTHY L. SCHMIDT - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$257,364
Form type
4
Filing time
04 Mar 2025, 14:44:59 UTC
Previous filing
12 Feb 2025
Next filing
02 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,402 +8.2% $0.000000 18,510 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $77,232 -671 -3.6% $115.10 17,839 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,646 +9.2% $0.000000 19,485 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $90,929 -790 -4.1% $115.10 18,695 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,615 +8.6% $0.000000 20,310 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $89,202 -775 -3.8% $115.10 19,535 28 Feb 2025 Direct F2
holding PRU Common Stock 289 28 Feb 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,402 -100% $0.000000 0 28 Feb 2025 Common Stock 1,402 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -1,646 -50% $0.000000 1,647 28 Feb 2025 Common Stock 1,646 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -1,615 -33% $0.000000 3,232 28 Feb 2025 Common Stock 1,615 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.