ANN M. KAPPLER - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$337,473
Form type
4
Filing time
04 Mar 2025, 14:38:43 UTC
Previous filing
12 Feb 2025
Next filing
03 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,649 +7.5% $0.000000 23,717 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $87,131 -757 -3.2% $115.10 22,960 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,219 +9.7% $0.000000 25,179 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $117,287 -1,019 -4% $115.10 24,160 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,502 +10% $0.000000 26,662 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $133,056 -1,156 -4.3% $115.10 25,506 28 Feb 2025 Direct F2
holding PRU Common Stock 822 28 Feb 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,649 -100% $0.000000 0 28 Feb 2025 Common Stock 1,649 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2,219 -50% $0.000000 2,220 28 Feb 2025 Common Stock 2,219 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -2,502 -33% $0.000000 5,005 28 Feb 2025 Common Stock 2,502 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.