Caroline Feeney - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$481,578
Form type
4
Filing time
04 Mar 2025, 14:30:26 UTC
Previous filing
12 Feb 2025
Next filing
15 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,226 +13% $0.000000 19,899 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $123,502 -1,073 -5.4% $115.10 18,826 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,986 +16% $0.000000 21,812 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $166,204 -1,444 -6.6% $115.10 20,368 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +3,444 +17% $0.000000 23,812 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $191,872 -1,667 -7% $115.10 22,145 28 Feb 2025 Direct F2
holding PRU Common Stock 8,200 28 Feb 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2,226 -100% $0.000000 0 28 Feb 2025 Common Stock 2,226 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2,986 -50% $0.000000 2,986 28 Feb 2025 Common Stock 2,986 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -3,444 -33% $0.000000 6,890 28 Feb 2025 Common Stock 3,444 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.