ROBERT FALZON - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$1,351,044
Form type
4
Filing time
04 Mar 2025, 14:25:40 UTC
Previous filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +6,869 +2.9% $0.000000 242,823 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $384,434 -3,340 -1.4% $115.10 239,483 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +8,392 +3.5% $0.000000 247,875 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $469,953 -4,083 -1.6% $115.10 243,792 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +8,868 +3.7% $0.000000 248,345 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $496,656 -4,315 -1.8% $115.10 239,477 28 Feb 2025 Direct F2
holding PRU Common Stock 692 28 Feb 2025 By 401(k)
holding PRU Common Stock 3,580 28 Feb 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -6,869 -100% $0.000000 0 28 Feb 2025 Common Stock 6,869 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -8,392 -50% $0.000000 8,393 28 Feb 2025 Common Stock 8,392 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -8,868 -33% $0.000000 17,738 28 Feb 2025 Common Stock 8,868 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.