Robert Axel - 28 Feb 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2025
Net transactions value
-$74,700
Form type
4
Filing time
04 Mar 2025, 14:20:57 UTC
Previous filing
12 Feb 2025
Next filing
17 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +577 +5.8% $0.000000 10,516 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $22,444 -195 -1.9% $115.10 10,321 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +678 +6.6% $0.000000 10,999 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $26,358 -229 -2.1% $115.10 10,770 28 Feb 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +665 +6.3% $0.000000 11,210 28 Feb 2025 Direct F1
transaction PRU Common Stock Tax liability $25,898 -225 -2.1% $115.10 10,545 28 Feb 2025 Direct F2
holding PRU Common Stock 1,377 28 Feb 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -100% $0.000000 0 28 Feb 2025 Common Stock 577 $0.000000 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -678 -50% $0.000000 678 28 Feb 2025 Common Stock 678 $0.000000 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -665 -33% $0.000000 1,331 28 Feb 2025 Common Stock 665 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.