Duoduo (howard) Huang - 10 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
10 Feb 2025
Net transactions value
-$73,884
Form type
4
Filing time
12 Feb 2025, 09:26:47 UTC
Previous filing
11 Feb 2025
Next filing
31 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +310 +1.8% $0.000000 17,125 10 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $6,730 -140 -0.82% $48.07 16,985 10 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +3,102 +18% $0.000000 20,087 10 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $67,154 -1,397 -7% $48.07 18,690 10 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +8,842 $0.000000 8,842 10 Feb 2025 Common Stock 8,842 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -310 -50% $0.000000 307 10 Feb 2025 Common Stock 310 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,102 -100% $0.000000 0 10 Feb 2025 Common Stock 3,102 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/10/2025.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.
F5 Vesting occurs 50% on the second anniversary of 2/10/2022 and the remaining 50% vesting occurs on the third anniversary of 2/10/2022.