Duoduo (howard) Huang - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Supply Chain Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$151,278
Form type
4
Filing time
11 Feb 2025, 10:18:24 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2,961 +23% $0.000000 15,825 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $61,567 -1,271 -8% $48.44 14,554 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +2,478 +17% $0.000000 17,032 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $54,059 -1,116 -6.6% $48.44 15,916 09 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1,635 +10% $0.000000 17,551 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $35,652 -736 -4.2% $48.44 16,815 09 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,961 -33% $0.000000 6,013 08 Feb 2025 Common Stock 2,961 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,478 -50% $0.000000 2,475 09 Feb 2025 Common Stock 2,478 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,635 -49% $0.000000 1,684 09 Feb 2025 Common Stock 1,635 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.