Mark G. Ponder - 03 Feb 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Admin. Officer
Signature
/s/ MARK G PONDER
Issuer symbol
EFSC
Transactions as of
03 Feb 2025
Net transactions value
-$190,680
Form type
4
Filing time
05 Feb 2025, 16:48:50 UTC
Previous filing
29 Jan 2025
Next filing
06 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +862 +5% $0.000000 18,039 03 Feb 2025 Direct
transaction EFSC Common Stock Tax liability $22,371 -380 -2.1% $58.87 17,659 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +3,448 +20% $0.000000 21,107 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $95,899 -1,629 -7.7% $58.87 19,478 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +2,793 +14% $0.000000 22,271 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $72,410 -1,230 -5.5% $58.87 21,041 03 Feb 2025 Direct F1
holding EFSC Common Stock 1,275 03 Feb 2025 401(K) Plan F3
holding EFSC Common Stock 200 03 Feb 2025 Self IRA
holding EFSC Common Stock 5,095 03 Feb 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -862 -100% $0.000000 0 03 Feb 2025 Common Stock 862 Direct F8, F12
holding EFSC Non Qualified Stock Option (Right to Buy) 4,521 03 Feb 2025 Common Stock 4,521 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4,878 03 Feb 2025 Common Stock 4,878 $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 4,925 03 Feb 2025 Common Stock 4,925 $54.46 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 7,460 03 Feb 2025 Common Stock 7,460 $39.50 Direct F7
holding EFSC Restricted Share Units 1,006 03 Feb 2025 Common Stock 1,006 Direct F8, F9
holding EFSC Restricted Share Units 1,425 03 Feb 2025 Common Stock 1,425 Direct F8, F10
holding EFSC Restricted Share Units 6,652 03 Feb 2025 Common Stock 6,652 Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 These shares are held jointly with spouse.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F11 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F12 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.