Nicole M. Iannacone - 03 Feb 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Legal Officer
Signature
/s/ Nicole M. Iannacone
Issuer symbol
EFSC
Transactions as of
03 Feb 2025
Net transactions value
-$193,270
Form type
4
Filing time
05 Feb 2025, 16:45:15 UTC
Previous filing
12 Jun 2024
Next filing
06 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +874 +6% $0.000000 15,344 03 Feb 2025 Direct
transaction EFSC Common Stock Tax liability $22,665 -385 -2.5% $58.87 14,959 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +3,496 +23% $0.000000 18,455 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $97,136 -1,650 -8.9% $58.87 16,805 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +2,832 +17% $0.000000 19,637 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $73,470 -1,248 -6.4% $58.87 18,389 03 Feb 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -874 -100% $0.000000 0 03 Feb 2025 Common Stock 874 Direct F6, F10
holding EFSC Non Qualified Stock Option (Right to Buy) 4,521 03 Feb 2025 Common Stock 4,521 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4,946 03 Feb 2025 Common Stock 4,946 $48.34 Direct F3
holding EFSC Non Qualified Stock Option (Right to Buy) 4,985 03 Feb 2025 Common Stock 4,985 $54.46 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 7,551 03 Feb 2025 Common Stock 7,551 $39.50 Direct F5
holding EFSC Restricted Share Units 1,019 03 Feb 2025 Common Stock 1,019 Direct F6, F7
holding EFSC Restricted Share Units 1,443 03 Feb 2025 Common Stock 1,443 Direct F6, F8
holding EFSC Restricted Share Units 6,652 03 Feb 2025 Common Stock 6,652 Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F3 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F7 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F8 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F9 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F10 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.