George Oliver - Dec 10, 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 10, 2024
Transactions value $
-$5,096,907
Form type
4
Date filed
12/10/2024, 06:25 PM
Previous filing
Dec 9, 2024
Next filing
Dec 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Gift $0 -44.3K -28.98% $0.00 108K Dec 10, 2024 GRO Sr. 5 Year GRAT F1
transaction JCI Ordinary Shares Gift $0 +44.3K +3.62% $0.00 1.27M Dec 10, 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $5.2M +124K +9.82% $41.73 1.39M Dec 10, 2024 Direct
transaction JCI Ordinary Shares Sale -$10.3M -124K -8.94% $82.67 1.27M Dec 10, 2024 Direct F2
holding JCI Ordinary Shares 69.9K Dec 10, 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -124K -50% $0.00 124K Dec 10, 2024 Ordinary Shares 124K $41.73 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the distribution of 44,276 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.55 to $82.81 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.