George Oliver - 10 Dec 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
10 Dec 2024
Net transactions value
-$5,096,907
Form type
4
Filing time
10 Dec 2024, 18:25:47 UTC
Previous filing
09 Dec 2024
Next filing
12 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Gift $0 -44,276 -29% $0.000000 108,483 10 Dec 2024 GRO Sr. 5 Year GRAT F1
transaction JCI Ordinary Shares Gift $0 +44,276 +3.6% $0.000000 1,267,716 10 Dec 2024 Direct F1
transaction JCI Ordinary Shares Options Exercise $5,195,260 +124,497 +9.8% $41.73 1,392,213 10 Dec 2024 Direct
transaction JCI Ordinary Shares Sale $10,292,167 -124,497 -8.9% $82.67 1,267,716 10 Dec 2024 Direct F2
holding JCI Ordinary Shares 69,866 10 Dec 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -124,497 -50% $0.000000 124,497 10 Dec 2024 Ordinary Shares 124,497 $41.73 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the distribution of 44,276 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.55 to $82.81 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.