George Oliver - Dec 11, 2024 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 11, 2024
Transactions value $
-$5,213,451
Form type
4
Date filed
12/12/2024, 04:14 PM
Previous filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $5.15M +124K +9.82% $41.37 1.39M Dec 11, 2024 Direct
transaction JCI Ordinary Shares Sale -$8.79M -106K -7.59% $83.18 1.29M Dec 11, 2024 Direct F1
transaction JCI Ordinary Shares Sale -$1.58M -18.8K -1.46% $83.64 1.27M Dec 11, 2024 Direct F2
holding JCI Ordinary Shares 108K Dec 11, 2024 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Dec 11, 2024 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -124K -100% $0.00 0 Dec 11, 2024 Ordinary Shares 124K $41.73 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.58 to $83.5747 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.58 to $83.71 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.